Part one of three

What logotherapy is.

Frankl's method in Frankl's terms. Where a paraphrase has replaced his wording in the popular literature, we say so and give the original.

Sources: Man's Search for Meaning (1963 Beacon edition, cited as MSFM); The Doctor and the Soul (1955 English translation of Ärztliche Seelsorge, 1946, and its 1986 third edition, cited as D&S); The Will to Meaning (1969, cited as WTM).

1. The three assumptions

Frankl set out logotherapy as resting on three interconnected assumptions. He gave them in German, and the German is worth keeping because each term is more precise than its usual English gloss.

Freiheit des Willensfreedom of will
A person is not free from conditions — biological, psychological, social — but is free to take a stand toward them. Frankl ran a neurology department for twenty-five years and did not doubt what a lesion or a hormone can do. The claim is about what remains.
Wille zum Sinnwill to meaning
The primary motivation of a human being is to find meaning, not to discharge drives (Freud) or to overcome inferiority (Adler). Frankl's own contrast puts pleasure and power below meaning, as what the will to meaning turns into when it is frustrated — see §5. That is a substantive, arguable claim, and he made it.
Sinn des Lebensmeaning of — better, in — life
Meaning is real, specific and available in every situation, including the worst. It is discovered, not manufactured; it changes from hour to hour and person to person; it is never the same twice. The Vienna Institute renders the third assumption in English as "meaning in life," and the preposition matters: meaning is located in situations, not in a cosmic scheme.
"Man's search for meaning is a primary force in his life and not a 'secondary rationalization' of instinctual drives. This meaning is unique and specific in that it must and can be fulfilled by him alone."
MSFM, Part II, "The Will to Meaning"

A paraphrase to avoid not Frankl's wording

The widely quoted "three pillars" — life has meaning under all circumstances; our main motivation is the will to find meaning; we have freedom to find meaning — is a secondary paraphrase that circulates through Wikipedia. It is a fair summary. It is not Frankl's text, and a specialist will notice if it is presented as one. Use the German terms and cite The Will to Meaning, chapter 2.

2. The three paths — and why suffering is not one of the requirements

Frankl called them values, gave them in a fixed order, and in The Doctor and the Soul named them precisely:

"Men can give meaning to their lives by realizing what I call creative values, by achieving tasks. But they can also give meaning to their lives by realizing experiential values, by experiencing the Good, the True, and the Beautiful, or by knowing one single human being in all his uniqueness. And to experience one human being as unique means to love him."
D&S, 3rd ed. (1986), Part V
"…even such a man can still give his life a meaning by the way he faces his fate… By taking his unavoidable suffering upon himself he may yet realize values… I call such values attitudinal values."
D&S, 3rd ed. (1986), Part V

The compressed version in Man's Search for Meaning is: meaning can be discovered "(1) by doing a deed; (2) by experiencing a value; and (3) by suffering." Read alone, that third clause has done more damage than any other sentence Frankl wrote, because it is so easily read as suffering is a route to meaning. It is not, and Frankl said so — in 1963, with an example that cannot be misread:

"…suffering would not have a meaning unless it were absolutely necessary; e.g., a cancer that can be cured by surgery must not be shouldered by the patient as though it were his cross. This would be masochism rather than heroism."
MSFM, Part II, "The Meaning of Suffering"

And again, twenty years later, in the postscript "The Case for a Tragic Optimism" (written 1983, added 1984): "in no way is suffering necessary to find meaning… If it were avoidable, however, the meaningful thing to do would be to remove its cause."

Three consequences, all of which this site and everything downstream of it hold to:

A dating caution

"Tragic optimism" does not occur anywhere in the 1963 edition of Man's Search for Meaning. The framework — and the "in no way is suffering necessary" sentence — belong to the 1984 postscript. Attributing them to the camp memoir is a datable error.

3. The three dimensions, and the cup and the shadow

Frankl's picture of a person has three dimensions: the somatic (body), the psychic (drives, affect, conditioning), and the noetic — das Noetische, the specifically human: conscience, responsibility, the capacity to take a stand. He chose noölogical rather than spiritual in English precisely to keep the religious connotation out.

The noetic is not a third floor on top of the other two. It is a dimension in which the whole person is present at once, and Frankl's argument for why it cannot be reduced downward is the one part of his theory that is a genuine piece of philosophy. He put it as an image:

"…you can imagine that the square and the circle are but the (two-dimensional) projections of a (three-dimensional) cylinder… And then we notice that the contradictions between the pictures need no longer contradict the oneness of what they depict… If we assume that the cylinder is not a solid but rather an open vessel — say, an empty cup — this openness, too, disappears in the lower dimensions: both the square and the circle are closed figures."
D&S, 3rd ed. (1986), Part V, "Psychotherapy on Its Way to Rehumanization"

Two laws follow. First: one phenomenon projected into lower dimensions gives contradictory pictures (the same cylinder is a circle from above and a rectangle from the side). Second: different phenomena projected into one lower dimension give ambiguous pictures (a cylinder, a cone and a sphere all cast the same round shadow — you cannot infer from a shadow what cast it). Frankl then applies it to his own field: the contradictions between Freud's picture of a person and Adler's are not resolved by picking a winner but by recognising both as projections of something with more dimensions than either school allowed.

Taught properly this is anti-reductionism, not dualism. Frankl's target is what he called nothing-but-ness — the claim that meanings and values are, in the phrase he quotes from his opponents, "nothing but defense mechanisms, reaction formations and sublimations." His reply in MSFM is characteristically blunt: "I would not be willing to live merely for the sake of my 'defense mechanisms.'" He is not anti-biological; he used drugs and, in the practice of his era, electroconvulsive treatment. The claim is that a lower-dimensional description of a person loses information, and that the lost information is the part that matters for living.

4. The two capacities

Frankl located two capacities in the noetic dimension, and every logotherapeutic technique is an operation on one of them. This is his own structure — see what a logotherapist does — and it is the spine of any honest account of the practice.

"…there are two which are most relevant for psychotherapy: man's capacity for self-detachment and his capacity for self-transcendence. The first could be defined as the capacity to detach oneself from outward situations, to take a stand toward them; but man is not only capable of detaching himself from the world but also from himself."
D&S, 3rd ed. (1986), Part V. In German: Selbstdistanzierung and Selbsttranszendenz.
"…the true meaning of life is to be found in the world rather than within man or his own psyche, as though it were a closed system… Human existence is essentially self-transcendence rather than self-actualization. Self-actualization is not a possible aim at all, for the simple reason that the more a man would strive for it, the more he would miss it."
MSFM, Part II, "The Essence of Existence"

The corollary Frankl drew again and again: happiness and self-actualisation are by-products. They are obtainable only as side-effects of commitment to something beyond yourself, and they are destroyed by being aimed at directly. That last clause is not a moral. It is a mechanism, and it is what the two loops below describe clinically.

5. The existential vacuum, and its masks

Three terms that the popular literature runs together and Frankl kept apart:

Existential vacuumexistentielles Vakuum
The pervasive sense of meaninglessness. A condition of the age, not a diagnosis. Its markers, in Frankl's words, are boredom and apathy.
Existential frustration
Frustration of the will to meaning. Also not a pathology.
Noögenic neurosis
A clinical neurosis that arises from the noetic dimension — from conflicts of value and conscience, or from unfulfilled meaning — as distinct from psychogenic (learned, psychodynamic) and somatogenic (organic) neuroses. This is the narrow indication for logotherapy proper.
"A cross-sectional, statistical survey of the patients and the nursing staff was conducted by my staff in the neurological department at the Vienna Poliklinik Hospital. It revealed that 55% of the persons questioned showed a more or less marked degree of existential vacuum… This existential vacuum manifests itself mainly in a state of boredom."
MSFM, Part II, "The Existential Vacuum"

He names the type case — "Sunday neurosis," the depression "which afflicts people who become aware of the lack of content in their lives when the rush of the busy week is over and the void within themselves becomes manifest" — and then, in a passage that matters more than its brevity suggests, the masks the vacuum wears:

"Sometimes the frustrated will to meaning is vicariously compensated for by a will to power, including the most primitive form of the will to power, the will to money. In other cases, the place of frustrated will to meaning is taken by the will to pleasure. That is why existential frustration often eventuates in sexual compensation. We can observe, in such cases, that the sexual libido becomes rampant in the existential vacuum."
MSFM, Part II, "The Existential Vacuum"

That is the pleasure–power–meaning contrast in Frankl's own hand, and note its shape: it is not three co-equal motivations. It is a hierarchy in which the will to pleasure and the will to power are what the will to meaning degrades into. In the 1986 material he adds a name for the symptoms — "the mass neurotic triad of today, i.e., depression–addiction–aggression."

The famous twenty per cent, stated exactly real but dated

Frankl reported that roughly 20% of neuroses are noögenic in origin, and he named his sources: "statistical research conducted by Werner in London, Langen and Volhard in Tübingen, Prill in Würzburg, and Niebauer in Vienna" (D&S, Introduction), later adding that "ten researchers have, independent of one another, estimated that about twenty percent of neuroses are noogenic" (D&S, 1986, Part V). That is more than one man's impression of his own clinic. It is also mid-twentieth-century research using diagnostic criteria that were never operationalised to modern standards, and the figure has not been re-examined epidemiologically since. Say both halves.

6. The two loops

This is the most immediately useful diagram in logotherapy, and it explains the technique set exactly. Frankl described three things that feed on themselves:

Anticipatory anxietyErwartungsangst
Fear that a symptom will recur — which produces the symptom. The man who fears he will blush, and blushes. The man who fears he will not sleep, and does not.
Hyper-intention
Forcing an outcome that can only arrive as a by-product. Frankl's examples are sleep, potency and orgasm: "the forced intention to sleep is accompanied by the forced attention to observe whether the intention is becoming effective or not" (D&S).
Hyper-reflection
"In addition to excessive intention… excessive attention, or 'hyperreflection' as it is called in logotherapy, may also be pathogenic" (MSFM). Watching yourself abolishes the thing being watched.

The two loops, and what cuts them

Anticipatory anxiety → the feared thing happens → more anticipatory anxiety. This is the loop paradoxical intention cuts, by removing the intention to avoid.

Hyper-intention / hyper-reflection → the wanted thing becomes unattainable. This is the loop dereflection cuts, by removing both the aiming and the self-watching.

Frankl began using paradoxical intention in 1929, published it in 1939, and named it in 1947 (D&S, 1986, Part V). It is a clinical account, from before the war, of the thing every tradition of practice eventually discovers: that some goods cannot be seized, only received.

How each loop is worked on in practice — and what the evidence for each technique actually is — is on the next page: what a logotherapist does.

7. The "Third Viennese School" — who actually said it

Logotherapy is routinely introduced as "the Third Viennese School of Psychotherapy," after Freud's psychoanalysis and Adler's individual psychology. The designation is accurate as a description and Frankl used it. He did not coin it. It was proposed by Walter Soucek in 1948 (Deutsche Medizinische Wochenschrift, vol. 73) and adopted by Frankl afterwards; the Vienna Institute's own materials hedge it as "sometimes called." The accurate teaching line is: a designation coined by Walter Soucek in 1948 and subsequently adopted by Frankl himself.

Frankl's own view of his relation to the first two schools is more interesting than the label. In the opening of The Doctor and the Soul he quotes Stekel's remark "that a dwarf standing upon the shoulders of a giant can see farther than the giant himself," and spends the rest of the book going beyond Freud and Adler without pretending they are not underneath him.


Next: What a logotherapist does → — the two capacities as the organising principle, the four techniques, the Socratic method, and the boundaries Frankl set on his own method.

Sources used on this page

  • Frankl, V. E. Man's Search for Meaning: An Introduction to Logotherapy. Boston: Beacon Press, 1963 (Part II, "Basic Concepts of Logotherapy"). The 1984 postscript "The Case for a Tragic Optimism" appears in editions from 1984 onward.
  • Frankl, V. E. The Doctor and the Soul: From Psychotherapy to Logotherapy. New York: Knopf, 1955; 3rd expanded edition, Vintage, 1986 (Part V, "Psychotherapy on Its Way to Rehumanization," added 1986). German original Ärztliche Seelsorge, Vienna: Deuticke, 1946.
  • Frankl, V. E. The Will to Meaning: Foundations and Applications of Logotherapy. New York: World Publishing, 1969 (chapter 2 for the three assumptions; the laws of dimensional ontology).
  • Soucek, W. "Die Existenzanalyse Frankls, die dritte Richtung der Wiener psychotherapeutischen Schule." Deutsche Medizinische Wochenschrift 73 (1948).

Part two: what a logotherapist does.

Two capacities, four techniques, one rule that the therapist must never break — and the section that matters most, on what a logotherapist refuses to do.

Continue →